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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: NUTMEG CAPITAL ADVISORS, LLCCRD Number: 133162Annual AmendmentAll SectionsRev.
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How to fill out crd number 133162
How to fill out crd number 133162
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Locate the CRD form or document that requires the CRD number 133162.
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Who needs crd number 133162?
01
Individuals or organizations conducting business with regulatory bodies.
02
Financial institutions that require a unique identifier for regulatory compliance.
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Clients needing to reference CRD 133162 for account management or inquiries.
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Professionals in the financial services industry for accurate record-keeping.
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What is crd number 133162?
CRD number 133162 is a unique identifier assigned to a firm or individual registered with the Financial Industry Regulatory Authority (FINRA) that tracks their professional licensing and regulatory record.
Who is required to file crd number 133162?
Individuals or firms involved in the securities industry, such as registered investment advisors or broker-dealers, are required to file information associated with CRD number 133162.
How to fill out crd number 133162?
To fill out information related to CRD number 133162, the registered entity or individual must complete the appropriate forms on the FINRA BrokerCheck system, providing details about their registration, employment history, and any disciplinary actions.
What is the purpose of crd number 133162?
The purpose of CRD number 133162 is to serve as a regulatory mechanism that helps maintain transparency and accountability within the financial services industry by consolidating an individual’s or firm’s regulatory history.
What information must be reported on crd number 133162?
The information required includes personal identification details, employment history, disclosures regarding criminal or regulatory actions, financial disclosures, and other relevant information pertinent to the individual's or firm's professional status.
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