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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: ELE ADVISORY SERVICES, INCCRD Number: 148228Annual AmendmentAll SectionsRev.
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How to fill out crd number 148228
How to fill out crd number 148228
01
Obtain the CRD Number application form from the regulatory agency's website.
02
Fill out your personal information such as your name, address, and contact details.
03
Enter the CRD number 148228 in the designated field.
04
Provide any additional required documentation or identification.
05
Review your application for accuracy.
06
Submit the application as directed, either online or via mail.
Who needs crd number 148228?
01
Individuals or organizations involved in securities trading.
02
Financial advisors, brokers, or investment firms required to register with a regulatory body.
03
Anyone seeking to operate in a capacity that mandates compliance with CRD regulations.
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What is crd number 148228?
CRD number 148228 is a specific identifier assigned to a financial professional or firm registered with the Financial Industry Regulatory Authority (FINRA) in the United States.
Who is required to file crd number 148228?
Financial professionals and firms that are registered with FINRA are required to file information related to their CRD number, including any changes in their registration status or personal information.
How to fill out crd number 148228?
To fill out CRD number 148228, one must provide the necessary personal and professional information on the appropriate registration forms, ensuring accuracy and compliance with FINRA regulations.
What is the purpose of crd number 148228?
The purpose of CRD number 148228 is to maintain a central record of registered financial professionals and firms, providing regulatory oversight and protecting investors.
What information must be reported on crd number 148228?
Information that must be reported on CRD number 148228 includes personal details such as name, address, employment history, disciplinary actions, and other relevant disclosures.
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