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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: NOTION CAPITALCRD Number: 164583Annual AmendmentAll SectionsRev. 10/20128/8/2014
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Who needs crd number 164583?
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Individuals or entities that are required to register with financial regulatory authorities.
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Investors who need to check the background of their investment advisers or brokers.
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Companies or organizations that require compliance with specific financial regulations.
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What is crd number 164583?
CRD number 164583 is a unique identifier assigned to a specific financial professional or firm registered with a regulatory authority, typically used in the context of securities and investment industries.
Who is required to file crd number 164583?
Individuals or firms involved in the financial services industry who are registered with the FINRA or other regulatory bodies are required to file a CRD number, including registered representatives and investment advisers.
How to fill out crd number 164583?
To fill out CRD number 164583, one must provide accurate information related to the registrant's employment history, professional qualifications, disclosures of legal or regulatory issues, and other relevant personal details.
What is the purpose of crd number 164583?
The purpose of CRD number 164583 is to maintain a centralized record of the qualifications and history of financial professionals and firms, aiding regulators in monitoring compliance and consumer protection.
What information must be reported on crd number 164583?
Information that must be reported includes personal identification details, employment history, registration status, disclosures related to criminal charges or civil litigation, and disciplinary actions.
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