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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: E.T.S. FINANCIAL SERVICES, INC.CRD Number: 154048Annual AmendmentAll
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Who needs crd number 154048?
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Individuals or organizations applying for permits or licenses related to regulated activities.
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Entities involved in financial transactions or operations that require compliance with regulatory bodies.
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What is crd number 154048?
CRD number 154048 is an identifier assigned to a registered investment adviser or broker-dealer in the financial services industry.
Who is required to file crd number 154048?
Registered investment advisers and broker-dealers associated with CRD number 154048 are required to file, along with their representatives.
How to fill out crd number 154048?
To fill out CRD number 154048, the firm or individual must provide specific regulatory information and submit it through the FINRA or SEC electronic filing systems.
What is the purpose of crd number 154048?
The purpose of CRD number 154048 is to provide a unique identifier for the regulation and oversight of financial professionals and their firms, facilitating transparency in the financial industry.
What information must be reported on crd number 154048?
Information that must be reported includes personal identification details, business affiliations, disciplinary history, and other relevant compliance information.
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