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FERC Standards of Conduct Training Comprehensive Training Course October 2013 For Internal Use Only FERC Standards of Conduct Training Culture of Compliance 2 For Internal Use Only Culture of Compliance

How to fill out ferc standards of conduct

How to fill out FERC Standards of Conduct:

1. Review the FERC Standards of Conduct regulations: Start by familiarizing yourself with the FERC Standards of Conduct regulations to understand the requirements and obligations that need to be fulfilled.
2. Identify applicable entities: Determine if your organization falls under the jurisdiction of FERC and if it is subject to the Standards of Conduct. This usually applies to electric utilities, natural gas pipelines, and other market participants.
3. Appoint a designated Standards of Conduct officer: Designate an individual within your organization who will be responsible for overseeing compliance with the FERC Standards of Conduct. This person will serve as the main point of contact for any inquiries or reporting.
4. Educate employees: Ensure that all relevant employees are aware of the FERC Standards of Conduct requirements, including any training or reporting obligations. Train them on the specific provisions that apply to their roles and responsibilities.
5. Establish an internal compliance program: Develop an internal compliance program that outlines procedures and processes for adhering to the FERC Standards of Conduct. This may include implementing reporting mechanisms, monitoring activities, and maintaining records.
6. Create a code of conduct: Establish a code of conduct that aligns with FERC's requirements. This code should outline the ethical standards and behaviors expected from employees, including provisions related to conflicts of interest, transmission information, and non-discriminatory practices.
7. Monitor and enforce compliance: Regularly monitor and review compliance with the FERC Standards of Conduct within your organization. Enforce any disciplinary actions or corrective measures when violations occur to ensure ongoing adherence to the regulations.
8. Maintain updated records: Keep detailed records of all relevant transactions, communications, and other activities that relate to FERC Standards of Conduct. Ensure these records are easily accessible and available for regulatory inspection if necessary.

Who needs FERC Standards of Conduct?

1. Electric utilities: FERC Standards of Conduct apply to electric utilities that operate within the jurisdiction of FERC. This includes investor-owned utilities, public utilities, and cooperative utilities.
2. Natural gas pipelines: The Standards of Conduct also extend to natural gas pipelines that are subject to FERC regulations. This includes interstate pipelines that transport natural gas across state lines.
3. Market participants: Individuals or entities participating in wholesale electricity or natural gas markets may also be subject to the FERC Standards of Conduct. This includes power marketers, energy traders, and transmission service providers who interact with the electric or natural gas markets.

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What is ferc standards of conduct?

FERC Standards of Conduct are regulations set by the Federal Energy Regulatory Commission to promote competition, transparency, and fairness in the energy market.

Who is required to file ferc standards of conduct?

Transmission providers, independent system operators, and other entities involved in the energy market are required to file FERC Standards of Conduct.

How to fill out ferc standards of conduct?

FERC Standards of Conduct can be filled out online through the FERC website or submitted electronically through the designated platform.

What is the purpose of ferc standards of conduct?

The purpose of FERC Standards of Conduct is to prevent the abuse of market power and ensure a level playing field for all participants in the energy market.

What information must be reported on ferc standards of conduct?

Information such as employee communications, transmission service requests, and any potential conflicts of interest must be reported on FERC Standards of Conduct.