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PROCESS (or Form U-2) PURSUANT TO SECTIONS 352-a OR 352-b OF. THE GENERAL BUSINESS LAW OF ... New York State Department of Law, 120 Broadway, New York, NY 10271, Attn: Investor Protection Bureau.
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Form U-2 is a filing document used by utility companies to inform regulatory commissions about the company's proposed changes to capital structure and stock additions.
Public utility companies, such as electric, gas, water, and telecommunications companies, are required to file Form U-2.
Form U-2 should be filled out by providing accurate information regarding the proposed changes to capital structure, stock additions, and any additional required information as outlined in the form's instructions.
The purpose of Form U-2 is to notify regulatory commissions of any significant changes that may affect the utility company's financial structure and shareholder equity.
Form U-2 requires the reporting of detailed information about the proposed changes to capital structure, stock additions, the purpose of the changes, and any related financial impacts.
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