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This document is executed and delivered by the City of Palm Coast, Florida to comply with SEC regulations regarding the issuance and disclosure of Utility System Revenue Bonds.
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How to fill out continuing disclosure certificate
How to fill out CONTINUING DISCLOSURE CERTIFICATE
01
Obtain the CONTINUING DISCLOSURE CERTIFICATE template or form.
02
Read the instructions carefully to understand the information required.
03
Fill in the issuer's name and the relevant security details.
04
Provide the contact information of the designated individual responsible for disclosures.
05
Include the date of the report or filing.
06
Specify the obligations for ongoing disclosures as outlined in the bond documents.
07
Review the completed form for accuracy and completeness.
08
Sign and date the certificate, ensuring it is authorized.
09
Submit the CONTINUING DISCLOSURE CERTIFICATE to the appropriate regulatory body.
Who needs CONTINUING DISCLOSURE CERTIFICATE?
01
Municipal bond issuers
02
Governmental entities issuing debt
03
Organizations required to comply with SEC regulations regarding disclosures
04
Investors seeking assurance of timely and accurate information
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People Also Ask about
What requirements must be met by the SEC rule 15c2-11?
The basis of a 15c2-11 application is intended to ensure that a market maker has adequate information and has completed sufficient due diligence on an Issuer before it quotes its securities. In addition, Rule 15c2-11 requires that a market maker make such information available to the public upon request.
What are the requirements for the SEC Rule 15c2 12?
Specifically, SEC Rule 15c2-12 requires that underwriters of municipal securities, before bidding, purchasing, or selling a municipal security in the primary market, must obtain and review the issuer's preliminary and final official statements and reasonably determine that the issuer has committed to provide continuing
What are 15c2 12 requirements?
Specifically, SEC Rule 15c2-12 requires that underwriters of municipal securities, before bidding, purchasing, or selling a municipal security in the primary market, must obtain and review the issuer's preliminary and final official statements and reasonably determine that the issuer has committed to provide continuing
What is the SEC 15c rule?
No person may continue to act as a government securities broker or government securities dealer after 270 days after the date of enactment of this Act unless such person has been registered or has provided notice to the Commission or the appropriate regulatory agency as required by the amendment made by section 101 of
What is considered a material event for municipal bonds?
Material events may include rating changes, defeasances, bond calls, and incurrences of financial obligations.
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What is CONTINUING DISCLOSURE CERTIFICATE?
A Continuing Disclosure Certificate is a document that outlines the issuer's commitment to provide ongoing financial and operating information to investors, typically for municipal securities, ensuring transparency and compliance with securities regulations.
Who is required to file CONTINUING DISCLOSURE CERTIFICATE?
Issuers of municipal securities, including states, cities, and other governmental entities, are required to file Continuing Disclosure Certificates to maintain compliance with SEC Rule 15c2-12.
How to fill out CONTINUING DISCLOSURE CERTIFICATE?
To fill out a Continuing Disclosure Certificate, issuers should provide relevant financial and operational data, specify the types of information they will disclose, and outline the schedule for ongoing disclosures as required by securities regulations.
What is the purpose of CONTINUING DISCLOSURE CERTIFICATE?
The purpose of a Continuing Disclosure Certificate is to ensure that investors receive timely and accurate information about the financial condition and operations of the issuer, to enhance transparency and protect investors' interests.
What information must be reported on CONTINUING DISCLOSURE CERTIFICATE?
Information that must be reported includes annual financial statements, updates on financial condition, changes in financial obligations, any defaults, and material events affecting the securities, as outlined in the terms of the Continuing Disclosure Agreement.
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