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IAA Membership and 2008 Dues The IAA is getting its feet underneath itself and determining the scope and direction for the organization. While finances and cash flow drive our organization, the IAA
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Form IAA is used to collect information about investment advisers.
Investment advisers registered with the SEC are required to file form IAA.
Form IAA can be filled out electronically through the SEC's Investment Adviser Registration Depository (IARD) system.
The purpose of form IAA is to provide the SEC with important information about investment advisers, including their business activities and ownership.
Information such as the adviser's assets under management, number of clients, and any disciplinary history must be reported on form IAA.
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