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Form ADV Part 2A Paradigm Consulting, Inc. 133 Business Park Drive Utica, New York 13502 (315) 7978400 www.paradigmci.comMarch, 2017This brochure provides information about the qualifications and

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How to fill out form adv part 2a

01

To fill out Form ADV Part 2A, follow these steps: 1. Download the form from the official website of the Securities and Exchange Commission (SEC). 2. Provide basic information about your firm, including its name, address, and contact details. 3. Describe your firm's ownership structure and provide details about your affiliates. 4. Explain your firm's business practices and the services you offer to clients. 5. Outline any potential conflicts of interest and disclose how you manage them. 6. Provide information about your firm's fees, including how they are calculated and any conflicts of interest related to fee arrangements. 7. Describe any disciplinary actions or legal proceedings involving your firm or its employees. 8. Attach any required additional disclosures or brochures as specified by the SEC. 9. Review the completed form for accuracy and completeness. 10. Submit the form electronically through the Investment Adviser Registration Depository (IARD) system.

Who needs form adv part 2a?

01

Form ADV Part 2A is required for investment advisers who are registered with the Securities and Exchange Commission (SEC) or seeking registration with the SEC. It provides important information about the adviser's business practices, fees, conflicts of interest, and disciplinary history. Additionally, many states require investment advisers to also file a state-specific version of Form ADV Part 2A. Therefore, any investment adviser who is subject to SEC or state registration requirements needs to complete and file Form ADV Part 2A.

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