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Form ADV March 28, 2018Part 2A Strategic Financial Group, LLC CRD/IARD#: 144287 101 East 90th Drive Merrillville, IN 46410 219.736.8902 219.736.8903fax srkuczera×sfgweb.com signed. This brochure
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01
To fill out Form ADV - strategic, follow these steps:
02
Obtain a copy of Form ADV - strategic. It can be downloaded from the Securities and Exchange Commission (SEC) website or obtained from your financial advisor.
03
Read the instructions carefully to understand the purpose and requirements of the form.
04
Provide your personal and business information, including your name, contact details, and the name of your firm.
05
Disclose any disciplinary history or legal proceedings involving you or your firm.
06
Provide details about your investment strategies and services offered.
07
Disclose any conflicts of interest that may arise from your strategies or services.
08
Provide information about your assets under management (AUM), including the types of assets and investment methods used.
09
Complete any additional sections or schedules as required by the form.
10
Review the completed form for accuracy and completeness.
11
Sign and date the form.
12
Submit the form to the SEC or your regulatory authority as specified in the instructions.
13
Retain a copy of the filled-out form for your records.

Who needs form adv - strategic?

01
Form ADV - strategic is typically required by investment advisors who provide strategic investment advice to clients. It is a mandatory filing with the SEC or state regulatory authorities for most investment advisors managing assets above a certain threshold. Compliance with Form ADV - strategic helps ensure transparency and provides essential information to both regulatory authorities and clients.
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Form ADV - Strategic is a specific version of Form ADV that is required to be filed by investment advisors with strategic-focused investment strategies.
Investment advisors with strategic-focused investment strategies are required to file Form ADV - Strategic.
Form ADV - Strategic can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.
The purpose of Form ADV - Strategic is to provide essential information about an investment advisor's business, including its investment strategies.
Form ADV - Strategic requires investment advisors to report details about their strategic-focused investment strategies, business practices, and conflicts of interest.
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