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SRBOX202014Page 287 of 526 EXHIBIT 3APART V: BST APPLICANTFIRM INFORMATION Return to:BOX Exchange LLC (the Exchange) Attn: Membership 101 Arch Street, Suite 610 Boston, MA 02110 pH: (617) 2352315
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To fill out the Box Exchange LLC notice, follow these steps:
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Start by entering the date on which the notice is being filled out.
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Enter the name of the Box Exchange LLC as the 'sender' of the notice.
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Provide the recipient's contact information, including their name, address, and any other required details.
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Clearly state the purpose of the notice, such as requesting information or notifying about a change in status.
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Include any relevant details or instructions in a clear and concise manner.
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Finish by signing and dating the notice.
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Make a copy of the notice for your records before sending it.

Who needs box exchange llc notice?

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Any individual or organization involved in a transaction or communication with Box Exchange LLC may need to fill out and submit the Box Exchange LLC notice. This could include customers, clients, suppliers, partners, or any other relevant party.
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The Box Exchange LLC notice is a formal document that informs relevant authorities about the establishment or operation of an LLC that engages in securities trading or investment activities.
Any Limited Liability Company (LLC) that operates as a box exchange or engages in financial transactions that involve the exchange of securities is required to file a Box Exchange LLC notice.
To fill out a Box Exchange LLC notice, you must provide information about the LLC's name, address, date of formation, nature of business, and details regarding the types of securities traded.
The purpose of the Box Exchange LLC notice is to ensure compliance with regulations governing financial exchanges and to maintain transparency in the financial markets.
The report must include the LLC's name, registration number, address, ownership structure, operational details, and any relevant contact information for compliance purposes.
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