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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: SMARTVALUE INVESTMENT MANAGEMENT, LLC CRD Number: 142786Annual Amendment
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What is crd number 142786?
CRD number 142786 is a unique identification number assigned to an individual or entity registered with the Financial Industry Regulatory Authority (FINRA) for the purpose of tracking their licensing and regulatory status in the financial services industry.
Who is required to file crd number 142786?
Individuals or firms that are seeking to register or maintain their registration in the financial services sector with FINRA are required to file and maintain the accuracy of their CRD number, including number 142786.
How to fill out crd number 142786?
To fill out CRD number 142786, you must complete the Form BD or Form U4 as applicable, providing accurate information related to the individual or firm's registration, including personal details, employment history, and any relevant disclosures.
What is the purpose of crd number 142786?
The purpose of CRD number 142786 is to maintain a centralized record for regulatory purposes, ensuring that the individual's or entity's licensing status is accurately tracked and monitored by regulatory bodies.
What information must be reported on crd number 142786?
Information that must be reported includes personal identification information, professional history, current and previous affiliations, and any disclosures related to disciplinary actions or financial issues.
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