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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: FINANCES Advisers, LLC CRD Number: 150697Annual Amendment All Sections
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What is crd number 150697?
CRD number 150697 is a unique identifier assigned to a financial professional registered with the SEC or state securities regulator.
Who is required to file crd number 150697?
Financial professionals such as investment advisors, broker-dealers, and their representatives are required to file CRD number 150697.
How to fill out crd number 150697?
CRD number 150697 can be filled out online through the FINRA's Central Registration Depository (CRD) system.
What is the purpose of crd number 150697?
The purpose of CRD number 150697 is to track the registration and disciplinary history of financial professionals.
What information must be reported on crd number 150697?
Information such as employment history, qualifications, disclosures, and regulatory actions must be reported on CRD number 150697.
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