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Submission ID: P11252333 Submission Date: 2/8/2023 12:03 AM Status: PUBLISHED Disclosure Categories Rule 15c212 Disclosure Annual Financial Information and Operating Data: Annual Financial Info/Operating
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How to fill out continuing disclosure and
How to fill out continuing disclosure and
01
Obtain a copy of the continuing disclosure form from the appropriate regulatory authority.
02
Fill out all required fields on the form, including information about the issuer, securities, and other relevant details.
03
Ensure that all information provided is accurate and up-to-date.
04
Submit the completed form to the regulatory authority within the specified deadline.
Who needs continuing disclosure and?
01
Issuers of municipal bonds
02
Companies issuing corporate bonds
03
Government agencies raising capital through securities offerings
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What is continuing disclosure?
Continuing disclosure refers to the ongoing obligation of issuers of municipal securities to provide important financial and operational information to investors.
Who is required to file continuing disclosure?
Issuers of municipal securities, such as state and local governments, authorities, and special districts, are required to file continuing disclosure.
How to fill out continuing disclosure?
Continuing disclosure can be filled out electronically through a disclosure submission service provider or manually by completing the necessary forms and submitting them to the Municipal Securities Rulemaking Board (MSRB) EMMA system.
What is the purpose of continuing disclosure?
The purpose of continuing disclosure is to provide investors with timely, accurate, and comprehensive information about the financial condition and operations of municipal securities issuers.
What information must be reported on continuing disclosure?
Information that must be reported on continuing disclosure includes financial statements, operating data, bond ratings, material events notices, and other important information that may impact the value of the securities.
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