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FFI U t 1994 u.s. SECURITIES EPCI ';AGE COMMISSION Issue 94-20 February 1, 1994, ENFORCEMENT PROCEEDINGS WALTER CUSHMAN III AND RODNEY HOLLMAN GUILTY OF CRIMINAL CONTEMPT The Commission and the United
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The two men were each found guilty of five separate contempt and were assessed a 5,000 fine. The Commission finds that, on January 24, 1994, at a hearing to determine whether to issue an order, Cushman and Hollman refused to waive their right to appeal and, in essence, refused to comply with the order. As a result, the Commission issued the present order, a copy of which is reproduced in the Federal Register. Cushman must pay the fine within thirty days. Hollman must pay the fine in a timely fashion by March 20, 1994. The two former employees of the North American Offshore Operators Group are each required to pay approximately 100,000 to the Oil well Severance Trust Fund. Under the Oil Well Trust Fund's provisions, Cushman must pay 30,000 and Hollman must pay 15,000. For these fines, the Commission must receive a final judgment or order from federal, state or municipal courts. In accordance with law, any amount over 5,000 must be paid into the Oil Well Trust Fund. The Commission reserves the right to take further action, as appropriate, with respect to Cushman and Hollman after they have satisfied the fines and restitution. This order is confidential and may not be published or disseminated except as authorized in advance by the Commission. By John E. Walsh, Chief, Enforcement Bureau. (Address appearing in the body of this statement.) NOTICE: This E-mail message and any attachments constitutes one or more implied warranties, statements or representations, made pursuant to applicable law. All warranties are disclaimed except as expressly set forth in this paragraph. The recipient of this E-mail may rely on it as the sole basis for making independent decisions concerning the application of the law, and that it is not used for any purpose which is not otherwise authorized. This E-mail message and any attachments constitutes one or more implied warranties, statements or representations, made pursuant to applicable law. All warranties are disclaimed except as expressly set forth in this paragraph. The recipient of this E-mail message may rely on it as the sole basis for making independent decisions concerning the application of the law, and that it is not used for any purpose which is not otherwise authorized. This E-mail message and any attachments constitutes one or more implied warranties, statements or representations, made pursuant to applicable law.

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Securities Exci - SEC is a form filed with the U.S. Securities and Exchange Commission (SEC) to report specified information about securities transactions.
Any entity that engages in securities transactions as defined by the SEC regulations is required to file securities Exci - SEC. This includes brokers, dealers, clearing agencies, and other securities market participants.
To fill out securities exci - sec, you need to gather the required information about the securities transactions, including details of the parties involved, type and amount of securities traded, and other relevant information. The form can be filled out electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
The purpose of securities exci - sec is to provide the SEC with important information about securities transactions, which helps to ensure transparency and facilitate the regulation and oversight of the securities market.
Securities exci - sec requires reporting of information such as the identity of the parties involved in the transaction, the type and amount of securities traded, the transaction date, and any other relevant details required by the SEC regulations.
The deadline to file securities exci - sec in 2023 depends on the specific reporting period and may vary. It is important to refer to the SEC's official guidance or consult with a legal professional to determine the specific deadline for filing.
The penalty for the late filing of securities exci - sec can vary depending on the severity of the delay and the relevant regulations. Penalties may include monetary fines, sanctions, or other enforcement actions imposed by the SEC.
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