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AM- Comptroller of the Currency Administrator of National Banks Comptroller s Handbook 20 AM Asset Management Operations and Controls Table of Contents U Asset Management Operations and Controls:

1 Audit Committee Policy 1. Audit Committee Policies 3 2. Audit Committee Meetings 5 3.1 Meetings of the Audit Committee 1 21 3.2 Members and Committee Matters 3.2.1 Committee Meetings 3.2.2 Duties and Responsibilities of Committee Members 3.2.3 Chair's Appointments 3.2.4 Appointments by the Board of Governors 3.2.5 Special Committee Membership 3.2.6 Delegation of Policy Responsibilities 3.2.7 Vacancies in the Committee 3.2.8 Inactive Members 3.3 Financial Disclosure 3.3.1 Financial Reporting 33 3.3.2 Audit Committee Report on Committees 32 3.3.3 Audit Committee Member Responsibilities 4 Committee Responsibilities 38 4.1 Committee Responsibilities Regarding Risk 4.2 Committee Responsibilities Regarding Audit 5 Policy Responsibilities of Auditors to the Board of Governors 4.2.1 Audit committee policy on advisory services. 4.2.1.1 Responsibilities on risk management. 4.2.1.2 Duties; and 3.2.2 Auditing by the Committee on Financial Services 4.2.1 Audit committee policy on independence 5 Policy Responsibilities of the Audit Committee 5.1 Audit Committee Responsibilities to the Board of Governors 40 5.2 Auditing Responsibilities to the Board of Governors 40 5.3 Independent Auditor Requirements 38 5.3.1 Independent auditors may not become Chairman of the Committee 45 5.5 Audit Committee Meetings with Public Information 3.3.3 Board of Governors Meetings with Public Information 47 6 Auditors' Compensation 6.1 Audit committee compensation requirements 6.2 Accountability of the Audit Committee 7 Committee Responsibility for Budgetary Affairs 7.

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