Get the free Form 33-109F4 - Manitoba Securities Commission

FORM 33-109F4 REGISTRATION INFORMATION FOR AN INDIVIDUAL SUBMISSION TO NRL Enter the following information using the online version of this submission at the NRL website (www.nrd.ca). If the NRL filer

It is intended to be a simple one-page paper form. 2. For the filer, you must first create an online account on the NRL website to receive registration. Once registered, you may review the information below and download the document as a .pdf file. If you use a web-based system to file this document, enter both the NRL name and individual filing details into the system and click the 'register online' button to register on the NRL website. The system will then give you an online login name and password. The system will then create the account you will use for online registration. The information you supply on this form (as well as any other information you submit to the system in the future or to us through the postal mail) is governed by the privacy policy. 3. Upon registration, you will be notified via e-mail when this submission comes into circulation for the first time. 4. All information provided on this form is voluntary and the individual may be deemed to have provided all relevant information by providing the information requested in the form as requested and as the individual feels relevant (which may not necessarily be what the issuer deems relevant). Once received, the information is subject to the privacy policy of the individual issuing it. 5. Upon registration, you are hereby notified that an examination was conducted. If you do not wish to receive further notices from NRL in the future, you must immediately stop the use of the form and contact the issuer or their self-regulatory organization directly to revoke your registration, without delay. You will be charged a fee of 30 (NZD) or equivalent to obtain this termination form. 5A. NRL DOES NOT RESPOND TO POSTAL COMMUNICATIONS OR DELIVERY OF THE DOCUMENTS ON FILE WITH NRL OR ANY OTHER SECURITY AUTHORITIES FOR ADDRESSES OTHER THAN THE NRL WEBSITE. 6. The submission is binding and a confirmation with your name, address, and tax receipt issued by the issuer. The filer must be prepared, by law or otherwise, to present it in a particular way as required by the regulator or their own self regulatory organization. If the filer does not wish to be bound by the form, he or she may, by postal mail, request a second copy of it, which shall be deemed to be an acknowledgement of submission, of which there is no charge. 7. There is a fee of 30 (NZD) (inc GST) for this submission.

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What is form 33-109f4 - manitoba?

Form 33-109f4 - manitoba is a regulatory filing form required by the Manitoba Securities Commission (MSC) for individuals who are registered in Manitoba as securities professionals.

Who is required to file form 33-109f4 - manitoba?

Individuals who are registered in Manitoba as securities professionals are required to file form 33-109f4 - manitoba.

How to fill out form 33-109f4 - manitoba?

Form 33-109f4 - manitoba can be filled out by providing the required information, such as personal details, registration information, qualifications, and employment history. The form must be completed accurately and truthfully.

What is the purpose of form 33-109f4 - manitoba?

The purpose of form 33-109f4 - manitoba is to collect and maintain information about individuals who are registered as securities professionals in Manitoba. This information helps the MSC ensure that registered individuals meet the necessary qualifications and are fit to perform their duties.

What information must be reported on form 33-109f4 - manitoba?

Form 33-109f4 - manitoba requires individuals to report personal information such as their name, contact details, and social insurance number. It also requires information about their registration history, qualifications, and employment.

When is the deadline to file form 33-109f4 - manitoba in 2023?

The deadline to file form 33-109f4 - manitoba in 2023 is typically March 31st. However, it is recommended to check with the Manitoba Securities Commission for any specific updates or changes.

What is the penalty for the late filing of form 33-109f4 - manitoba?

The penalty for the late filing of form 33-109f4 - manitoba may vary depending on the specific circumstances. It is best to consult the Manitoba Securities Commission or relevant regulatory authorities for accurate information regarding penalties.

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