Get the free Affiliates of the issuer - Trading - Fidelity

Account Number REQUEST FOR SALE OR LEGEND REMOVAL OF RESTRICTED SECURITIES BY AFFILIATES OF THE ISSUER This form should be completed by a non-affiliate who would like to request a sale or legend removal

For more information on obtaining a price quotation on a restricted security please call. Requested price quotation must reflect an actual, not a hypothetical, salable price to a non-affiliate. All documents must indicate the name (or trading symbol) and the applicable security. For securities described as “permitted persons” (e.g., employees, family members of holders), the non-affiliate must be able to prove that they do not own the security. Non-affiliates must send the requested information and supporting documents to: Attention: Investor Relations Contact Name: Investor Relations Number / Firm: REQUEST FOR SALE, LEGEND ROTATION OR LIVESTOCK REMOVAL OF RESTRICTED SECURITIES REQUIRED FOR AFFILIATE REPAYMENT To Be Completed By a Non-Affiliate Only If you wish to sell or have a legend rotation of restricted securities, the completed request will be sent to: Investor Relations, P.O. Box 1450, Dallas, TX 75247. Additional documents should be sent directly to Investors' Office. Requests for Legend Rotation or Sale should be faxed to your Broker/Dealer for processing. REFUND OF ACHE OF LOSSES This transaction requirement may be satisfied by an irrevocable refund of all or a portion of the nonaccrual interest, if any, earned by the Non-Affiliate or the Non-Affiliate's Shareholders. Requests for this refund, which must be accompanied by the amount owing, including interest, must be sent, before the closing date of the offering (1) to the shareholder(s), and (2) to Securities Investor Protection Corporation (SIPP) as described in “General Information” elsewhere in this prospectus. This refund has the same rights as a purchase or other sale of a security. All applicable law, rules, regulations, and permits, and all applicable information on SIPP should be promptly reviewed. Any return on such deposit must be processed in accordance with applicable law and the rules of the SEC before being deposited in the Securities Investor Protection Corporation. If the Fund is closed for failure to comply with these conditions, such return will not be refunded by SIPP. REFUND PERIOD This option may be exercised only in a single transaction or series of transactions. No single transaction may be made with respect to this option.

For pdfFiller’s FAQs

What is affiliates of form issuer?

Affiliates of form issuer refers to the individuals or entities that have a close relationship or connection with the issuer of a particular form. These affiliates may include shareholders, directors, officers, or any other related parties.

Who is required to file affiliates of form issuer?

The issuer of a form is required to file affiliates of form issuer. This includes individuals or entities that are responsible for issuing the form and have affiliates that need to be disclosed.

How to fill out affiliates of form issuer?

To fill out affiliates of form issuer, you need to provide the required information about the affiliates of the form issuer. This may include their names, relationships with the issuer, ownership or control percentages, and any other relevant details. The specific instructions and guidelines for filling out the form can be found in the form issuer's official documentation.

What is the purpose of affiliates of form issuer?

The purpose of affiliates of form issuer is to provide transparency and disclosure of the relationships and connections between the issuer of a form and its affiliates. This helps ensure accountability, prevent conflicts of interest, and provide relevant information to investors and regulatory authorities.

What information must be reported on affiliates of form issuer?

The information that must be reported on affiliates of form issuer may include the names of the affiliates, their relationships with the form issuer, ownership or control percentages, and any other required details as specified in the form issuer's documentation or regulatory guidelines.

When is the deadline to file affiliates of form issuer in 2023?

The deadline to file affiliates of form issuer in 2023 may vary depending on the specific regulations and requirements of the form issuer's jurisdiction. It is recommended to refer to the form issuer's official documentation or consult with legal or regulatory authorities for the accurate deadline.

What is the penalty for the late filing of affiliates of form issuer?

The penalty for the late filing of affiliates of form issuer may also vary depending on the specific regulations and requirements of the form issuer's jurisdiction. The penalties may include financial penalties, additional reporting requirements or disclosures, or other consequences as specified by the regulatory authorities. It is recommended to refer to the form issuer's official documentation or consult with legal or regulatory authorities for the accurate information on penalties.

How can I modify affiliates of form issuer without leaving Google Drive?

Using pdfFiller with Google Docs allows you to create, amend, and sign documents straight from your Google Drive. The add-on turns your affiliates of form issuer into a dynamic fillable form that you can manage and eSign from anywhere.

Can I edit affiliates of form issuer on an iOS device?

You can. Using the pdfFiller iOS app, you can edit, distribute, and sign affiliates of form issuer. Install it in seconds at the Apple Store. The app is free, but you must register to buy a subscription or start a free trial.

How do I edit affiliates of form issuer on an Android device?

The pdfFiller app for Android allows you to edit PDF files like affiliates of form issuer. Mobile document editing, signing, and sending. Install the app to ease document management anywhere.