Funds, (b) were members of a member of a mutual fund, (c) served as an investment advisor within the meaning of the Investment Advisors Act of 1940 (Amended), or (d) served as an investment advisor registered to practice before the Investment Advisors Act of 1940, you can submit an email for a copy of this notice and serve it on the mutual fund and on each of them. A lawyer who also intends to serve notice should send them this notice separately. You may also refer to a copy of this notice which is available on the court's website at or, by using the U.S. Postal Service (USPS) Service. You may file a civil “Notice of Interested Persons” with this court. Furthermore, you cannot represent other persons in these actions. (This Notice is only given to the mutual fund members of a mutual fund. The Notice is not given to the investment advisors to mutual funds, who do not represent other members of a mutual fund) NOTICE OF PENDENCY AND PROPOSED SETTLEMENTS OF CLASS ACTIONS, MOTION FOR ATTORNEYS' FEES AND EXPENSES, AND SETTLEMENT HEARING A federal court authorized this notice. This is the first installment of a federal court proceeding that began in November 2012. The parties (mutual fund members) have settled all claims to be paid for the mutual fund's investment services. For more information about the settlement proceedings, you may contact the U.S. Department of Justice, Office of the General Counsel, by email at Telephone:, or by telephone. (You should know that you cannot represent other persons in these actions. However, if you were a member of a mutual fund and the action involved a mutual fund's investment services, you may submit a Notice of Interested Persons with this court to be served on the mutual fund's investment advisor). (This Notice is only given to the mutual fund members of a mutual fund. The Notice is not given to the investment advisors to mutual funds, who do not represent other members of a mutual fund.
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IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MARYLAND IN RE MUTUAL FUNDS INVESTMENT LITIGATION This Document Relates To: MFS Sub-Track, 04-md-15863-04)))))) MDL No. 1586 Case No. 04-MD-15863-04
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