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ZTE CORPORATION (a joint stock limited company incorporated in the Peoples Republic of China with limited liability) (Stock Code / 763) N O T I F I C AT I O N L E T T E R 11 January 2016 Dear Nonregistered
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Address the non-registered holder in a polite and professional manner.
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What is dear non-registered holder 1?
Dear non-registered holder 1 is a form used to report information about shareholders whose shares are held in the name of a nominee or in street name by a broker or other intermediary, but who are not registered holders of the stock.
Who is required to file dear non-registered holder 1?
The broker or other intermediary holding the shares in street name is required to file dear non-registered holder 1.
How to fill out dear non-registered holder 1?
Dear non-registered holder 1 can be filled out electronically or manually and must include specific information about the non-registered holders of the stock.
What is the purpose of dear non-registered holder 1?
The purpose of dear non-registered holder 1 is to provide transparency and accurate information about the ultimate owners of securities held in street name.
What information must be reported on dear non-registered holder 1?
Information such as the name, address, and tax identification number of the non-registered holder must be reported on dear non-registered holder 1.
When is the deadline to file dear non-registered holder 1 in 2024?
The deadline to file dear non-registered holder 1 in 2024 is November 30th.
What is the penalty for the late filing of dear non-registered holder 1?
The penalty for the late filing of dear non-registered holder 1 is a fine of $100 per day, up to a maximum of $1,000.
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