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Notice to Members AUGUST 2006 SUGGESTED ROUTING Legal & Compliance Trading Registered Representatives Senior Management GUIDANCE Trading Activity Fee Exemption for Registered NASDAQ Market Makers
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It is expected that the operational infrastructure, including a trading system, data center, back office technology, etc. will be in place within three to five months and the exchange will be fully operational by the second quarter of 2006. Although the initial exchange will focus on NASDAQ-listed securities, it might also include a limited amount of non-listed securities issued and traded in other countries and securities eligible for NYSE listing under FINRA Rules. The Exchange's registered representatives and senior executives have been authorized to serve as an exchange nominee of the exchange and as members of the applicable national securities' association. This information is intended for registered representatives and the corresponding executive officers of entities that wish to invest in NASDAQ-listed securities. It does not cover any private placement securities in which companies may offer securities without having been registered under the Securities Act of 1933, as amended. In addition, this document does not provide broker/dealer advice or recommendations to any private placements, is not intended or written to be an offer or solicitation to purchase or sell securities or the solicitation of an offer or solicitation for any security in any jurisdiction in which such issuance is not subject to the jurisdiction's securities laws and may not be relied upon as such. The information on this website is provided subject to the disclaimer at the top of the page. To learn more about the National Securities Exchange Trading System, please visit NASDAQ's website at and the NASDAQ Global Platform at. Contact: Name: NASDAQ/S&P International Inc. Name: NASDAQ Securities Email: NASDAQ/S&P International Phone: Fax: E-mail address: NASDAQ/S&P International Address: NASDAQ, Inc. 1 New York Road New York, NY 10016 Facts About NASDAQ The NYSE is an essential component of the nation's stock market system and connects all U.S. stocks. NASDAQ connects over 500,000 market makers and nearly 1,200 stock exchanges worldwide, for approximately 30,000 securities traded on a daily basis. NASDAQ is a member of the New York Stock Exchange (NYSE) and of the Securities Investor Protection Corporation (“SIPC”), a federal agency under the Investment Advisers Act of 1940, an unincorporated, self-regulatory organization.

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The p017066 jan form is a specific tax form used for reporting financial information to the government.
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