form adv glossary of terms

Used throughout Form ADV and Form ADVW Form ADV Glossary Page 2 7. Control The power directly or indirectly to direct the management or policies of a person whether through ownership of securities by contract or otherwise. GLOSSARY OF TERMS 1. Advisory Affiliate Your advisory affiliates are 1 all of your officers partners or directors or any person performing similar functions 2 all persons directly or indirectly...
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form adv glossary of terms
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