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Vertical Broker Disclosure Compliance Checklist Please indicate where in the disclosure each State code citation is referenced. The location should be indicated as such Page 4, Article IV, B (1).
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Who needs viatical broker disclosure compliance?
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Anyone operating as a viatical broker needs viatical broker disclosure compliance.
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Individuals or companies involved in viatical settlements, life settlement contract transactions, or any related activities require viatical broker disclosure compliance.
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It is a regulatory requirement for viatical brokers to maintain compliance in order to operate legally and ethically.
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