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SA M PL E SECURITIES AND EXCHANGE COMMISSION GHANA Securities and Exchange Commission. No. 30 3rd Circular Road Cantonments Accra P. O. Box CT 6181 Cantonments Accra Tel 0302 768970-2 Fax 0302 768984 E-mail info sec.gov.gh Website www. O. Box CT 6181 Cantonments Accra Tel 0302 768970-2 Fax 0302 768984 E-mail info sec.gov.gh Website www. sec.gov.gh APPLICATION FOR A LICENCE/RENEWAL OF A LICENCE TO CARRY ON BUSINESS AS A BROKER-DEALER IN SECURITIES UNDER THE SECURITIES INDUSTRY ACT 2016 ACT 929...
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How to fill out licence application form broker
01
Read the instructions provided with the licence application form.
02
Gather all the necessary documents required for the application.
03
Fill in your personal details such as full name, contact information, and address.
04
Provide information about your brokerage firm, including its name and address.
05
Specify the type of licence you are applying for as a broker.
06
Attach any supporting documents or certificates related to your qualifications and experience as a broker.
07
Review the completed form for any errors or missing information.
08
Sign and date the application form.
09
Submit the application form along with the required documents to the licensing authority.
Who needs licence application form broker?
01
Individuals who want to work as brokers in the financial industry.
02
Brokerage firms that need to have their brokers licensed.
03
Anyone who wishes to engage in brokerage activities legally.
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