2. Form BDW must be completed in its entirety by the broker-dealer if it wishes to withdraw its registration from the Securities. 3. All responses must be true and correct to the best of the broker-dealer’s knowledge. 4. Form BDW must be filed with the Securities and must be signed by the broker-dealer’s principal executive officer or other duly authorized person. B. SPECIFIC INSTRUCTIONS 1. Broker-Dealer Name: Enter the full name of the broker-dealer. 2. Type of Withdrawal: Enter the type of withdrawal being requested (i.e. voluntary or involuntary). 3. Reason for Withdrawal: Enter the reason for the withdrawal request. 4. Effective Date of Withdrawal: Enter the effective date of the withdrawal.
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File Form BDW with the CRD operated by FINRA. Prior to filing Form BDW amend Form BD to update any incomplete or inaccurate information. B. FORM BDW INSTRUCTIONS A. GENERAL INSTRUCTIONS All questions must be answered and all fields requiring a response must be complete before the filing is accepted. If filing Form BDW on paper enter None or N/A where appropriate. Some jurisdictions may require a separate paper filing of Form BDW and/or additional...
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What is form bdw?
Form BDW is a financial disclosure form that needs to be filed by certain individuals.
Who is required to file form bdw?
Individuals who meet certain criteria are required to file form BDW.
How to fill out form bdw?
Form BDW can be filled out by providing the requested information and supporting documents.
What is the purpose of form bdw?
The purpose of form BDW is to gather financial information from individuals for regulatory compliance.
What information must be reported on form bdw?
Form BDW requires individuals to report their financial assets, liabilities, and income.
When is the deadline to file form bdw in 2023?
The deadline for filing form BDW in 2023 is typically April 15th.
What is the penalty for the late filing of form bdw?
The penalty for the late filing of form BDW may vary depending on the applicable regulations and circumstances.
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