If you are contacting the State of Alabama Securities Commission, please include your Alabama address, phone number, and email address for the person or office where you can contact for questions. Also include the contact person name of the person or office you are contacting. If you are calling to request information from the Alabama Securities Commission, please include your specific inquiry, i.e., “How can I obtain information about corporate securities?”, “Which office serves my town?”, etc. If you are requesting general assistance on corporate securities issues, please provide information on any legislation or regulations you desire to be addressed. If you have additional questions about the application, please be sure to state the following: Please state your full name, city, state, and zip code If you are contacting the Securities Commission, please include your address. If you have additional questions about the Alabama Securities Commission, please include this information with your information. You will be placed on a waiting list. All applications are forwarded on a first come basis. This means that we may receive applications for approval before reviewing the applications we have received. A copy of any notice on file with the Alabama Securities Commission will be made available for your review. All applications are considered, reviewed, and processed within sixty (60) days of the application's receipt. All other applications will be pending until this date. The application review includes the following: All applications received by the Alabama Securities Commission must be accompanied by a completed application for renewal of a license. (See Application for Renewal of License in Paragraph B for the specific forms and instructions.) To ensure that you get a response from the Securities Commission, please include this notice with your application. To help ensure that you get a response from the Alabama Securities Commission, please include this notice with your application. If we cannot reach you to determine if we currently require additional information, the application will not be accepted. The Alabama Securities Commission may consider any additional information submitted regarding an investor or licensee that does not appear on your application. It is the decision of the person or business who may request a review of your application.
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FORM SR To be left blank by all Applicants Name License No. Location Date Issued Classification License Fee Received To be filled in by all Applicants APPLICATION FOR RENEWAL OF LICENSE PURSUANT TO THE SALE OF CHECKS ACT To STATE OF ALABAMA Alabama Securities Commission PO Box 304700 Montgomery AL 36130-4700 401 Adams Ave Suite 280 The undersigned hereby makes application for the renewal of a license under the provisions of the Sale of Checks Act...
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